Securities are offered through CPT Capital, LLC, doing business as AstraBlox, a registered broker-dealer and member of FINRA. finra.org
There are two kinds of firms serving this market,
but neither one covers all of it.
Most firms do traditional private placements. A smaller number do tokenized ones. Very few do both within a single firm, and that gap is where the work falls through.
Broker-dealers stop at traditional
They can place a conventional Reg D offering well. The moment an issuer wants to issue the security on-chain, the tokenization technology and the blockchain record go to somebody else, and the broker-dealer does not control the technology it is signing off on.
Tokenization platforms only do tokens
They provide the technology to put the instrument on-chain, but the broker-dealer function sits with a third party. And if the offering turns out to be better served in traditional form, tokenizing is the only tool they have.
You end up as the integrator
Four vendors, four systems, no shared record, and no single party accountable for the whole. When counsel or an examiner asks a question, the answer has to be assembled from several companies.
Tokenized or traditional, one broker-dealer
Securities are offered through CPT Capital, LLC, doing business as AstraBlox, a registered broker-dealer for private placements of securities and digital asset securities. AstraBlox also provides the technology issuers use to tokenize and issue their own offerings. Whether your offering is tokenized or traditional depends on what it actually needs, and either way the broker-dealer, the record, and the accountability stay in one place.
Tokenized or traditional. Same firm, same record.
Not every raise should be on-chain, and we will tell you when yours should not be. The exemption, the instrument, and the investor base drive that decision during the fit review, not a preference on our side.
Issued on-chain
The issuer uses AstraBlox technology to issue the security as a token, with eligibility and transfer restrictions enforced at the instrument level. Investors hold their position in a connected wallet, and the on-chain reference is maintained alongside AstraBlox’s own books and records.
- ERC-3643, ERC-20, ERC-721, ERC-4626
- Ethereum and Base
- Transfer rules encoded in the instrument
- Technology for issuers to tokenize real-world assets
Issued conventionally
A conventional Reg D private placement with no blockchain component. Same broker-dealer, same onboarding, same verification, same recordkeeping. For many issuers this is the right answer, and it stays on the table.
- Regulation D private placements
- Book-entry records, no token required
- Identical investor verification process
- Path for the issuer to tokenize later if it fits
AstraBlox does not issue tokens and is not the issuer of any security offered through its platform. Issuers use AstraBlox technology to tokenize their own assets and issue their own tokens, and each issuer remains the issuer of its security. AstraBlox acts as agent for an offering only after its review confirms the required compliance controls are in place.
Whichever side of the offering you’re on.
One firm, start to finish
Broker-dealer services, the tokenization technology issuers use, and recordkeeping in one place, whether the issuer issues on-chain or in traditional form. Not four vendors and a spreadsheet.
Offerings at a time
Deliberate. Each one staffed by the firm’s principals.
Built to your offering, not our template
Tokenized or traditional, and if the issuer tokenizes, the standard fits the instrument rather than whatever we shipped first.
Written as it happens
AstraBlox’s blotter, ledger logs, and audit trail, written to write-once storage. Not reconstructed later.
Introducing a client? You keep the relationship.
The most common question from advisors, intermediaries, and securities counsel. The answer doesn’t change.
Self-custody by design
Bring your own wallet or create one in-platform. You hold the keys. We never take custody of your assets.
Verified properly, once
Identity, AML screening, and accreditation verification handled in-platform, not by email attachment.
One place for your position
Holdings, offering documents, and the record of your subscription in a single view. Eligibility and transfer rules enforced at the instrument level.
Tokens are issued by the issuer of each offering, not by AstraBlox. Access to any specific offering is made available on a per-offering basis and is subject to eligibility requirements. Nothing on this page is an offer to sell, or a solicitation of an offer to buy, any security.
The token is easy. The record gets examined.
With the right technology, an issuer can deploy a compliant token. The harder question, the one counsel asks before closing and an examiner asks years later, is whether a tamper-evident account exists of what happened, when, and on whose authority. AstraBlox built that recordkeeping layer first, before the parts that demo well. It works the same whether the issuer’s security is issued on-chain or in traditional form.
These records are kept by AstraBlox. Tokens are issued by the issuer using AstraBlox technology; AstraBlox does not issue tokens.
Small on purpose. Specific on record.
Which exemption fits your raise?
This is usually the first real decision in a private placement, and it shapes everything that follows. The exemption you rely on determines how you are allowed to reach investors, who is eligible to participate, what you have to verify about them, and what disclosure you owe.
Most private placements run under Regulation D. The two rules below trade one burden for the other: 506(b) keeps the verification light but forbids you from advertising the raise, while 506(c) lets you market openly at the cost of a stricter obligation to confirm every investor is accredited.
The distinction matters more than it first appears. Publicly promoting an offering that was structured to rely on 506(b) can put the exemption itself at risk, and the fix after the fact is expensive. It is worth settling before you write a single piece of outreach.
What we work through with you
- How you intend to reach investors, and whether any of it counts as general solicitation
- Whether your investor base is entirely accredited, or includes non-accredited participants
- What verification your chosen rule requires, and how we handle it in onboarding
- How the exemption interacts with the token standard you select and its transfer restrictions
506(b), the quiet raise
For offerings sold through existing relationships. No advertising, lighter verification burden.
506(c), the raise you can talk about
For offerings you want to market publicly. Solicit generally, but every investor must be accredited and verified.
Other exemptions may fit depending on your raise and your investor base. We work through which one applies during the fit review, alongside your securities counsel. This is general educational information, not legal advice, and not a complete description of any rule.
This page does not advertise any specific offering. Investors are not publicly solicited for any offering structured under Rule 506(b); access is limited to persons with a pre-existing substantive relationship with the firm or the issuer, and is subject to eligibility verification.
What we support today, and what we don’t.
Everyone else describes capabilities in the abstract. Here’s the specific list.
Offerings
- Reg D private placements of digital asset securities Live
- Reg D private placements, traditional form Live
- Tokenization technology for issuers, including real-world assets Live
- Token standards ERC-3643 · 20 · 721 · 4626
- Networks Ethereum · Base
Issuer & investor operations
- Issuer onboarding and business verification Live
- Offering construction Live
- Trade blotter, ledger logs, cap table records Live
- KYC / AML and accreditation verification Live
- Self-custody wallet and investor portal Live
Not on that list yet
We’d rather tell you now than at closing. All in active development. Ask us where each one stands and what the workaround looks like meanwhile.
We take issuers on a per‑request basis.
No application portal. No queue. Every offering reviewed and staffed by the firm’s principals.
01
Introduction
A short call on the company, the raise, and whether we should be looking at it.
02
Fit review
Structure, exemption, instrument, investors, and timeline, against what we can actually deliver.
03
Terms
Engagement terms in writing before the offering process begins.
04
Execution
Onboarding, construction, placement, settlement, with you involved throughout.
If the timing doesn’t work on our side, we’ll tell you on the first call.
The questions we actually get.
What is AstraBlox?
What is a private placement of digital asset securities?
Does AstraBlox issue the tokens?
Do we have to tokenize the offering?
What token standards and networks do you support?
Who holds custody of the tokens?
Who holds the records for an offering?
How long does an offering take?
Who is the broker-dealer?
Tell us about the offering.
We respond to every enquiry, including the ones we decline. If it isn’t a fit, we’ll tell you quickly rather than leaving you waiting.
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